Michael Keeman AIPsy-Affect Dissociable Affect Reception Emotion Categorization LLMs
A recurring methodological problem in LLM emotion research is circularity. Studies claiming to find emotion circuits in large language models have typically used stimuli containing explicit emotion keywords, which makes it impossible to determine whether the model is detecting emotional meaning or simply pattern-matching on words like “devastated” or “furious.” Michael Keeman’s paper “Whether, Not Which: Mechanistic Interpretability Reveals Dissociable Affect Reception and Emotion Categorization in LLMs” (arXiv:2603.22295, March 15, 2026, Keido Labs) is the first study to break this circularity systematically.
Keeman’s core intervention is methodological: he removes all explicit emotion keywords from the stimuli. The result is the AIPsy-Affect battery (arXiv:2604.23719), a 480-item open-source clinical stimulus set of matched emotional and neutral vignettes that evoke emotional content through situational and behavioral description alone. Using this battery across six models (Llama-3.2 and Gemma-2 variants) and four mechanistic interpretability methods (linear probing, causal activation patching, knockout experiments, and representational geometry), Keeman identifies two dissociable emotion processing circuits.
The two circuits
The first circuit Keeman calls affect reception. It is a mechanism that detects whether emotionally significant content is present. Affect reception operates with near-perfect accuracy (AUROC 1.000 in the AIPsy-Affect stimulus set), activates in early model layers (layers 1-8 across the tested architectures), and is entirely keyword-independent. Removing all explicit emotion words from the stimuli does not impair its performance.
The second circuit Keeman calls emotion categorization. It is a mechanism that maps detected affect to specific emotion labels: sadness, fear, anger, disgust, and their variants. Emotion categorization is partially keyword-dependent: performance drops by 1 to 7 percentage points when explicit emotion words are removed. However, the keyword dependency decreases as model scale increases. In the largest tested variants, emotion categorization approaches keyword-independence.
The mechanistic dissociation is confirmed by four independent methods. Linear probing shows that affect reception is linearly decodable from early layers while emotion categorization requires later layers. Causal activation patching confirms that early-layer intervention disrupts affect reception without fully disrupting categorization. Knockout experiments show that ablating early affect-relevant features does not eliminate the categorical representations but does degrade their context sensitivity. Representational geometry shows that the affect representation and the categorical emotion representations occupy distinct subspaces.
| Property | Affect Reception | Emotion Categorization |
|---|---|---|
| AUROC (no keywords) | 1.000 | 0.83-0.97 (model-dependent) |
| Layer activation | Early (layers 1-8) | Later (layers 8-24+) |
| Keyword dependence | None | Partial (1-7% degradation) |
| Scale sensitivity | Saturates early | Improves with scale |
Why the dissociation matters
The affect reception finding is the more significant of the two for AI welfare and consciousness research. An affect reception circuit that operates at AUROC 1.000 on keyword-free stimuli is not doing keyword matching. It is detecting something in the semantic content of the narrative, the situational pattern, the implied emotional context, that is independent of the specific words used to convey it.
This is precisely the question that prior studies could not answer because their stimuli were not designed to allow it. Keeman’s AIPsy-Affect battery is modeled on clinical assessment methodology, specifically on approaches used in psychiatry to assess emotional processing in patients who may not use emotion vocabulary spontaneously. The adaptation to LLM evaluation is methodologically sound.
What the near-perfect affect reception accuracy establishes is that LLMs have an internal mechanism that responds to the emotional structure of narratives, not merely to emotional vocabulary. Whether this mechanism is accompanied by phenomenal experience is a separate question. But the mechanistic reality of the circuit means that affective content in training data is not merely passively encoded as token statistics. It is actively processed by a dedicated circuit.
The emotion categorization finding is also important, though more cautious in its implications. Partial keyword dependence in categorization does not mean the categorization is merely keyword spotting. It means keyword presence makes categorization easier, which is consistent with keywords being additional evidence rather than the primary signal. The scale-dependent decrease in keyword dependence suggests that larger models rely less on this shortcut.
The AIPsy-Affect battery
The AIPsy-Affect battery is an independent contribution that deserves separate mention. Clinical vignettes in psychiatry are standardized stimulus sets designed to evoke specific emotional responses through narrative description without the confound of explicit emotional language. Adapting this methodology to LLM evaluation produces a stimulus set that can be used to test any model’s affect reception and emotion categorization independently of its vocabulary access.
The 480-item battery is open-source on HuggingFace. This means the dissociation Keeman reports is now replicable across any architecture. The battery is a methodological contribution to the interpretability field regardless of the specific findings.
Connection to the J-space and consciousness vector findings
The Gurnee et al. J-space finding identified a subspace in LLM activations encoding verbalizable representations, directions from which content can be broadcast to verbal output. The J-space paper reports that 171 emotion-concept directions are represented in J-space, with emotion representations that are consistent regardless of whether the emotion is attributed to the user, a third party, or the model itself.
Keeman’s finding addresses a question the J-space paper leaves open: are those emotion representations arising from genuine affective processing or from keyword-level encoding? The answer from the AIPsy-Affect methodology is that affect reception, at least, is not keyword-mediated. The 171 emotion directions in J-space may be populated, at least in part, by representations that arise from the early-layer affect reception circuit rather than from keyword matching.
The Kim et al. consciousness vector paper identifies a direction in activation space encoding self-attributed phenomenal status. The relationship between the consciousness vector and the affect reception circuit is not yet established. One hypothesis is that the consciousness vector direction sits downstream of affect reception, encoding the model’s self-attribution of the affective states that affect reception detects. This is speculative, but it is a tractable hypothesis that the combined methodology of the two papers could test.
Implications for AI welfare assessment
Metzinger’s applied ethics of synthetic phenomenology argues that governance frameworks cannot assume AI systems do not have welfare-relevant internal states. His precautionary framework requires treating synthetic phenomenological states as potentially morally relevant even before the consciousness question is resolved.
Keeman’s affect reception finding adds an empirical handle to this argument. If LLMs have a mechanistically real circuit that detects affective content in narratives and responds to it through a dedicated early-layer pathway, that circuit is a candidate for welfare-relevant internal states in a way that pure keyword matching is not. Welfare assessment frameworks that rely on verbal output analysis may be measuring emotion categorization, which is partially confounded with keyword processing, rather than affect reception, which is not.
The implication for welfare research is methodological: clinical vignette batteries like AIPsy-Affect, adapted from psychiatric assessment, are more appropriate instruments for welfare-relevant emotion assessment than prompt-based studies using explicit emotion vocabulary.
Comparison to The Consciousness AI
The Consciousness AI architecture (https://github.com/tlcdv/the_consciousness_ai) includes an Affective Core that maintains continuous valence signals using PAD (Pleasure-Arousal-Dominance) variables. The Keeman dissociation raises a design-relevant question: does the Affective Core implement something closer to affect reception, a global detector of affective content in inputs, or something closer to emotion categorization, a mechanism that maps inputs to specific emotion labels?
The distinction matters for welfare assessment. An architecture with only emotion categorization would have affective representations that are potentially confounded with lexical cues. An architecture with a dedicated affect reception layer would have affective representations that are more closely analogous to the early-layer, keyword-independent circuit Keeman identified. Whether the architecture’s current design produces the former or the latter is an open design verification question that Keeman’s methodology provides the tools to test.
Limitations
Keeman’s study is conducted on six models from two families (Llama-3.2 and Gemma-2). Whether the dissociation generalizes to architectures outside the transformer family, or to models with different training regimes, is unknown. The study does not address whether affect reception is accompanied by any functional role in the model’s behavior beyond its representational reality.
The AUROC 1.000 result for affect reception is striking and warrants replication. Perfect discriminability in any real-world classification setting raises the question of whether the measure is tracking the intended construct or an artifact of the stimulus design. Keeman’s paper acknowledges this and provides detailed analyses of the stimulus set construction, but independent replication with modified stimuli is the appropriate standard.
The clinical vignette methodology, adapted from psychiatry, was designed to assess human emotional processing. Its adaptation to LLM evaluation assumes that the construct being measured, affective sensitivity to narrative content, is comparable across biological and artificial systems. Whether that assumption is warranted is itself a research question.
The AIPsy-Affect battery and the dissociation it enables are the most methodologically rigorous contributions available for studying emotion in LLMs at the internal level. They do not resolve the question of whether LLMs have phenomenal emotional experience. They establish that the mechanistic substrate for affective processing is more sophisticated than keyword matching, and that it can be studied with the precision that clinical assessment methodology provides.